Bizzroots

DPT-3 is a return of deposits that companies must file to furnish information about deposits and/or outstanding receipt of loan or money other than deposits.It is due on 30th June.

Who is exempt from filing the return?

Every company except a government company must file this return. Additionally, the following companies are also exempt:

  • Banking company
  •  Non-Banking Financial Company
  • A housing finance company registered with National Housing Bank

Transactions not considered as deposits

  • Any amount received from the government or guaranteed by the government, foreign government/foreign bank.
  • Any amount received as a loan or facility from any Public Financial Institutions, Insurance Companies or Banks
  • Any amount received from a company by a company.
  • Subscription to securities and call in advance.
  • Any amount received from the director of the company or a relative of the director 
  • Any amount received by the company from an employee, not exceeding his annual salary under the employee contract such as non-interest bearing security deposit.
  • Any amount received in the course of, or for the purposes of, the business of the company
  • Receipt of Rs 25 lakh or more by a startup company in the form of a convertible note
  • Unsecured loans from promoters.
  • Any amount received by the company from Nidhi Company or by way of subscription in respect of chit.

Documents to be attached in case of loans or deposits

  • Copy of Trust deed
  • List of depositors

Penalties for non-filing

  • A penalty of minimum 1 crore or twice the amount of deposits accepted
  • Every officer who is in default, imprisonment up to 7 years

Fees for Filing

Fees for filing depends upon the Share Capital of the company  that ranges from 200 INR – 600 INR. Delay in filing will lead to penalty that is  12 times of normal filing fee.

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